Form D · Venture Capital Fund

Sweetwater II D LP

Encinitas, CA · CIK 0001831845

Offering snapshot reported Dec 2, 2020 · SEC filing

Reported sold
Yet to sell
Offering amount: $17.5M
Investors reported
0
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Yet to occur
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 2, 2020InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-382049

Source: Form D, filed Dec 2, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SWEETWATER II D LP

Investment adviser: SWEETWATER INVESTMENT MANAGEMENT LLC

Gross asset value
$49K
Beneficial owners
3
ADV minimum commitment
$1M

Reported in Form ADV on May 5, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STANDISH MANAGEMENT LOS ANGELES, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE LLP LOS ANGELES, California, United States
Custodian PACIFIC WESTERN BANK BEVERLY HILLS, California, United States Related to adviser: No
Prime broker LADENBURG THALMANN & CO. INC. NEW, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

DELOITTE & TOUCHE LLP
PCAOB 34

PACIFIC WESTERN BANK
LEI 549300A7DTSCJLJ33451

LADENBURG THALMANN & CO. INC.
CRD 505 · SEC 8-17230

Filing source

Form ADV 1649809 · May 5, 2022 · Schedule D 7.B.(1), fund 805-4149378454

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
James Gamett Director
Brent Granado Director
Gregg Parise Director
N/A N/A Sweetwater Secondaries Fund Ii Gp Llc Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
662 Encinitas Blvd. Suite 230
Encinitas, CA, 92024