Form D · Venture Capital Fund

Sway Ventures Smart Enterprise LP

San Francisco, CA · CIK 0001706776

Offering snapshot reported May 16, 2017 · SEC filing

Reported sold
$1.8M
Offering amount: $5M
Investors reported
1
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
May 5, 2017
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 16, 2017Initial$1,800,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-286796

Source: Form D, filed May 16, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SWAY VENTURES SMART ENTERPRISE, LP

Investment adviser: SWAY VENTURES MANAGEMENT LLC

Gross asset value
$553K
Beneficial owners
1
ADV minimum commitment
$500K

Reported in Form ADV on Mar 27, 2025. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator DKH SERVICES, LLC SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian CARTA SECURITIES, LLC SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

CARTA SECURITIES, LLC
SEC 8-69701

Filing source

Form ADV 1948843 · Mar 27, 2025 · Schedule D 7.B.(1), fund 805-3690539230

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
William Malloy Iii Executive, Promoter
Brian Nugent Executive, Promoter
Na Sway Ventures Gp Llc Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
325 Pacific Ave
San Francisco, CA, 94111