Form D · Venture Capital Fund

Sway Ventures Fashion II, LP

San Francisco, CA · CIK 0001747659

Offering snapshot reported Jul 27, 2018 · SEC filing

Reported sold
$7.4M
Offering amount: $10M
Investors reported
10
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jul 12, 2018
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 27, 2018Initial$7,400,000No comparison10SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-317942

Source: Form D, filed Jul 27, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SWAY VENTURES FASHION II, LP

Investment adviser: SWAY VENTURES MANAGEMENT LLC

Gross asset value
$7.64M
Beneficial owners
10
ADV minimum commitment
$50K

Reported in Form ADV on Mar 30, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator TAG INC LA JOLLA, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian CARTA SECURITIES, LLC SAN FRANCISCO, California, United States Related to adviser: No
Marketer EFP CAPITAL LLP LONDON, United Kingdom Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

CARTA SECURITIES, LLC
SEC 8-69701

Filing source

Form ADV 1398137 · Mar 30, 2020 · Schedule D 7.B.(1), fund 805-7516538181

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Aitv Fashion Gp Llc Director
William Malloy, Iii Director
Brian Nugent Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
325 Pacific Avenue
San Francisco, CA, 94111