Form D · Private Equity Fund

Swarthmore Group Mezzanine Debt Fund I, LP

Conshohocken, PA · CIK 0001766323

Offering snapshot reported Jan 30, 2019 · SEC filing

Reported sold
Yet to sell
Indefinite offering
Investors reported
0
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Yet to occur
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 30, 2019InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-331743
Limited Partnership Interests

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
NoneNone

Source: Form D, filed Jan 30, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

THE SWARTHMORE GROUP MEZZANINE DEBT FUND LP

Investment adviser: PPB ADVISORS, LLC

Gross asset value
$1
Beneficial owners
0
ADV minimum commitment
$250K

Reported in Form ADV on Mar 15, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NAV CONSULTING OAK BROOK, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PATKE & ASSOCIATES LINCOLNSHIRE, Illinois, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
No

PATKE & ASSOCIATES
PCAOB 2799

Filing source

Form ADV 1279028 · Mar 15, 2019 · Schedule D 7.B.(1), fund 805-4968761650

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Brendan W. Lake Executive
Adam Stern Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
125 E. Elm Street Suite 200
Conshohocken, PA, 19428