Form D · Private Equity Fund

SwanCap Opportunities Fund SCS - SIF

Senningerberg, N4 · CIK 0001592624

Offering snapshot reported Dec 4, 2013 · SEC filing

Reported sold
$200M
Offering amount: $200M
Investors reported
21
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Nov 11, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$100M$200MNov 25, 2013: $200,000,000.00Nov 25, 2013Dec 4, 2013: $200,000,000.00Dec 4, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 4, 2013Amendment$200,000,000$0vs Nov 25, 201321SEC filing
Nov 25, 2013Initial$200,000,000No comparison21SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-206909
Offering under Reg S and Reg D. Shown is amount sold to US investors only. Total Offering Amount $1.51 billion, converted from EUR to USD 11/11/13 at prevailing exchange rate.
Sales commissions not yet known, based on certain facts which are not yet final.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
UBS Securities LLC7654

Source: Form D, filed Dec 4, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PRIVATE EQUITY OPPORTUNITIES FUND I SCS-SIF

Investment adviser: SWANCAP INVESTMENT MANAGEMENT SA

Gross asset value
$131M
Beneficial owners
21
ADV minimum commitment
$5M

Reported in Form ADV on Mar 23, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator AZTEC FINANCIAL SERVICES (LUXEMBOURG) S.A. LUXEMBOURG, Luxembourg Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS ASSURANCE LUXEMBOURG, Luxembourg
Custodian AZTEC FINANCIAL SERVICES (LUXEMBOURG) S.A. LUXEMBOURG, Luxembourg Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS ASSURANCE
PCAOB 7347

Filing source

Form ADV 2076791 · Mar 23, 2026 · Schedule D 7.B.(1), fund 805-4624932862

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Millioni Andrea Director
Ralph Brodel Director
Gavin Burke Promoter
Cesare Buzzi Ferraris Promoter
Buzzi Ferraris Cesare Promoter
Mansfeldt Claus Director
Teodora Croitoru Director
Kreitmeier Florian Director
Burke Gavin Director
Daniel Krantz Director
Florian Kreitmeier Promoter
Martin Langer Promoter
Claus Mansfeldt Director
Langer Martin Promoter
Andrea Millioni Director
Wolfgang Pfister Promoter
Weimerskirch Pierre Director
Brodel Ralph Director
N/A Swan Cap Gp S.A.R.L. Executive
N/A Swan Cap Investment Management Sa Executive
N/A Swan Cap Partners Beteiligungsverwaltungs Gmb H Executive
N/A Uni Credit Bank Ag Promoter
Pierre Weimerskirch Director
Pfister Wolfgang Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
5. Rue Heienhaff
Senningerberg, N4, L-1736