Form D · Hedge Fund

Swan Defined Risk Diversified Fund, LP

Humacao, PR · CIK 0001702338

Offering snapshot reported Jun 9, 2022 · SEC filing

Reported sold
$24.5M
Indefinite offering
Investors reported
13
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Apr 1, 2017
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$12.2M$24.5MApr 7, 2017May 7, 2018: $24,049,172.00May 7, 2018Mar 20, 2019: $24,475,522.00May 20, 2020: $24,475,522.00May 20, 2020May 26, 2021: $24,475,522.00May 26, 2021Jun 9, 2022: $24,475,522.00Jun 9, 2022

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors8 → 13

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 9, 2022Amendment$24,475,522$0vs May 26, 202113SEC filing
May 26, 2021Amendment$24,475,522$0vs May 20, 20208SEC filing
May 20, 2020Amendment$24,475,522$0vs Mar 20, 20198SEC filing
Mar 20, 2019Amendment$24,475,522$426,350vs May 7, 20188SEC filing
May 7, 2018Amendment$24,049,172No comparison8SEC filing
Apr 7, 2017InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-284373

Source: Form D, filed Jun 9, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Randy Swan Executive, Promoter
N/A Swan Wealth Management, Llc Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
20 Ridge Top
Humacao, PR, 00791