Form D · Other Health Care
Swallow Solutions, LLC
Madison, WI · CIK 0001561107
Offering snapshot reported Jun 19, 2017 · SEC filing
- Reported sold
- $727K Offering amount: $912K
- Investors reported
- 17 Form D · investor count
- Minimum accepted
- $5K Reported outside-investor minimum
- First sale
- Jun 9, 2017 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 19, 2017 | Initial | $726,923 | No comparison | 17 | SEC filing |
| Sep 13, 2016 | Initial | $156,500 | No comparison | 9 | SEC filing |
| Dec 28, 2015 | Initial | $440,980 | No comparison | 9 | SEC filing |
| Mar 13, 2015 | Amendment | $2,060,130 | $614,130vs Dec 3, 2013 | 22 | SEC filing |
| Dec 3, 2013 | Amendment | $1,446,000 | $400,000vs Mar 11, 2013 | 11 | SEC filing |
| Mar 11, 2013 | Initial | $1,046,000 | No comparison | 10 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-288989
Total Offering Amount includes conversion of $162,247 principal and interest on outstanding convertible notes.
Source: Form D, filed Jun 19, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Robert A. Carlson, M.D. | Executive |
| Elizabeth L.R. Donley | Director |
| David K. Falk, M.D. | Executive |
| Charles Goff | Director |
| Raymond Heller | Executive |
| Jackie Hind | Executive |
| Eric H. Horler | Director, Executive |
| Terence F. Kelly | Director |
| Jo Anne Robbins, Ph.D. | Director |
| Thomas G. Schuster | Director |
| Linda Stern | Director |
| Robert Wood | Director |
Issuer details
Industry: Other Health Care (See others in industry)
Address:
401 Charmany Drive Suite 315
Madison, WI, 53719
Madison, WI, 53719