Form D · Commercial
SW INDUSTRIAL CENTER LLC
Houston, TX · CIK 0001697735
Offering snapshot reported Feb 15, 2017 · SEC filing
- Reported sold
- $28.3M Offering amount: $31.3M
- Investors reported
- 337 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Feb 8, 2017 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 15, 2017 | Initial | $28,298,190 | No comparison | 337 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $1.12M
- Finders' fees
- $0
- Form D file number
- 021-280795
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Hines Securities Inc | 128145 | |
| Ausdal Financial Partners Inc | 7995 | |
| Commonwealth Financial Network | 8032 | |
| Somerset Securities Inc | 2493 | |
| Triad Advisors Inc | 25803 | |
| Cambridge Investment Research Inc | 39543 | |
| J. W. Cole Financial, Inc | 124583 | |
| First Allied Securities, Inc | 32444 | |
| Summit Brokerage Services | 34643 | |
| Centaurus Financial Inc | 30833 | |
| The Strategic Financial Alliance, Inc | 126514 | |
| IMS Securities Inc | 35567 | |
| Sandlapper Securities LLC | 137906 | |
| Sigma Financial Corporation | 14303 | |
| Ceter Advisor Networks LLC | 13572 | |
| Cetera Advisors LLC | 10299 | |
| Girard Securities Inc | 18697 | |
| Parkland Securities LLC | 115368 | |
| 1st Global Capital Corp | 30349 | |
| Proequities Inc | 15708 |
Source: Form D, filed Feb 15, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Frank R Apollo | Executive |
| Charles M Baugh | Executive |
| Mark A Cover | Executive |
| Jeffrey C Hines | Executive |
| Christopher D Hughes | Executive |
| Clifford Hastings Johnson | Executive |
| Palmer Letzerich | Executive |
| Charlie Meyer | Executive |
| Thomas D Owens | Executive |
| Colin P Shepherd | Executive |
| Limited Liability Company Sw Industrial Center Llc | Executive |
Issuer details
Industry: Commercial (See others in industry)
Address:
2800 Post Oak Blvd Suite 4800
Houston, TX, 77056
Houston, TX, 77056