Form D · Other Real Estate

SW-B. Riley Retail Opportunity Fund, LLC

Atlanta, GA · CIK 0001883007

Offering snapshot reported Jul 12, 2022 · SEC filing

Reported sold: $37.6M
Investors reported: 83
Minimum accepted: $25K
First sale: Sep 8, 2021

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jul 12, 2022	Amendment	$37,550,000	$0vs Feb 3, 2022	83	SEC filing
Feb 3, 2022	Amendment	$37,550,000	$34,200,000vs Sep 17, 2021	83	SEC filing
Sep 17, 2021	Initial	$3,350,000	No comparison	Not reported	SEC filing

Offering details

Securities: Equity
Exemptions: 06b
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-413824

The Sponsor, per its Operating Agreement, had the authority to sell up to $40,000,000. It elected to close the offering at $37,550,000 on October 20, 2021. Accordingly, there are no units remaining and the offering is closed.

Source: Form D, filed Jul 12, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Ronald Glass	Executive
John Murphy	Executive
Ian Ratner	Executive
Adam Wickley	Executive

Issuer details

Industry: Other Real Estate (See others in industry)

Address:

4151 Ashford Dunwoody Road Suite 155
Atlanta, GA, 30319