Form D · Private Equity Fund
SVOBODA CAPITAL FUND IV (SBIC), L.P.
Chicago, IL · CIK 0001693133
Offering snapshot reported Apr 12, 2018 · SEC filing
- Reported sold
- $51.3M Offering amount: $51.3M
- Investors reported
- 18 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Dec 27, 2016 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 18
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 12, 2018 | Amendment | $51,295,000 | No comparison | 18 | SEC filing |
| Dec 23, 2016 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-276995
SUCH FEES, IF ANY, WILL ONLY BE PAID UPON THE SALE OF INTERESTS TO CERTAIN INVESTORS.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| EQUUS FINANCIAL CONSULTING LLC | 131449 |
Source: Form D, filed Apr 12, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
SVOBODA CAPITAL FUND IV (SBIC), L.P.
Investment adviser: SVOBODA CAPITAL PARTNERS LLC
- Gross asset value
- $45M
- Beneficial owners
- 25
- ADV minimum commitment
- $1M
Reported in Form ADV on Mar 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
RSM US LLP
PCAOB 49
CIBC BANK USA
LEI FDXQ75GPEQKRPWABYN63
Filing source
Form ADV 2078913 · Mar 30, 2026 · Schedule D 7.B.(1), fund 805-5587297150
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Andrew B. Albert | Executive, Promoter |
| Thomas G. Brooker | Executive, Promoter |
| Richard J. Harpster | Executive, Promoter |
| Jeffrey S. Piper | Executive, Promoter |
| John A. Svoboda | Executive, Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Chicago, IL, 60606