Form D · Private Equity Fund
SVOBODA CAPITAL FUND IV, L.P.
Chicago, IL · CIK 0001665360
Offering snapshot reported Feb 4, 2016 · SEC filing
- Reported sold
- Yet to sell Offering amount: $150M
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 4, 2016 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-256718
The general partner of the Issuer reserves the right to offer a greater or lesser amount of limited partner interests.
Such fees, if any, will only be paid upon the sale of interests to certain investors.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| EQUUS FINANCIAL CONSULTING LLC | 131449 |
Source: Form D, filed Feb 4, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
SVOBODA CAPITAL FUND IV, L.P.
Investment adviser: SVOBODA CAPITAL PARTNERS LLC
- Gross asset value
- $58.6M
- Beneficial owners
- 40
- ADV minimum commitment
- $1M
Reported in Form ADV on Mar 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
RSM US LLP
PCAOB 49
CIBC BANK USA
LEI FDXQ75GPEQKRPWABYN63
Filing source
Form ADV 2078913 · Mar 30, 2026 · Schedule D 7.B.(1), fund 805-3757720688
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Andrew B. Albert | Executive, Promoter |
| Thomas G. Brooker | Executive, Promoter |
| Richard J. Harpster | Executive, Promoter |
| Jeffrey S. Piper | Executive, Promoter |
| John A. Svoboda | Executive, Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Chicago, IL, 60606