Form D · Hedge Fund

svlsCAPITAL, LLC

Newton, MA · CIK 0001555779

Offering snapshot reported Aug 9, 2012 · SEC filing

Reported sold: $2M
Investors reported: 1
Minimum accepted: $1M
First sale: Aug 1, 2012

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Aug 9, 2012	Initial	$2,000,000	No comparison	1	SEC filing

Offering details

Securities: Pooled investment fund, Other
Exemptions: 06, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-182426

Minimum Investment in Item 11 may be reduced at the discretion of the Managing Member. The amount sold and the number of investors on this Form D do not take redemptions and/or withdrawals into consideration.

Offering of Limited Liability Company Interests.

Source: Form D, filed Aug 9, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SVLSCAPITAL LLC

Investment adviser: SVLSRESEARCH LP

Gross asset value: $38.8M
Beneficial owners: 2
ADV minimum commitment: $1M

Reported in Form ADV on Feb 23, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C INC WINDSOR, Connecticut, United States Investor statements: Some (provided to some but not all investors) Related to adviser: No

Auditor RAPHAEL & RAPHAEL LLP BOSTON, Massachusetts, United States

Custodian BANK OF AMERICA BOSTON, Massachusetts, United States Related to adviser: No

Prime broker DEUTSCHE BANK SECURITIES INC NEW YORK, New York, United States

Prime broker MORGAN STANLEY & CO., INC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 1077938 · Feb 23, 2017 · Schedule D 7.B.(1), fund 805-7556008173

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Christopher Darnell	Executive
N/A N/A Svls Research, Llc	Promoter
N/A N/A Svls Research, Lp	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

60 Wells Avenue Suite 100 A
Newton, MA, 02459