Form D · REITS and Finance

Sutherland Asset Management Corp

New York, NY · CIK 0001456906

Offering snapshot reported Jun 14, 2016 · SEC filing

Reported sold
$16.6M
Offering amount: $75M
Investors reported
79
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jun 4, 2014
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$8.31M$16.6MJun 15, 2015: $2,089,425.00Jun 15, 2015Jun 14, 2016: $16,624,957.00Jun 14, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$2,089,425 → $16,624,957

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 14, 2016Amendment$16,624,957$14,535,532vs Jun 15, 201579SEC filing
Jun 15, 2015Initial$2,089,425No comparison79SEC filing
Jun 19, 2014Initial$2,187,555No comparison51SEC filing
Jan 30, 2014Initial$125,000No comparison125SEC filing
Dec 5, 2013Initial$213,189,135No comparison79SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
Not reported
As disclosed on Form D filed on June 15, 2015, the Company offers investors the option to reinvest quarterly cash dividends into securities. This amendment increases the total offering amount and provides an annual update of the total amount sold.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
N/ANone

Source: Form D, filed Jun 14, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Thomas Capasse Director, Executive
Frank Filips Director
Frederick Herbst Executive
Damian Juric Director
Kenneth Nick Director, Executive
J Mitchell Reese Director
Jack Ross Director, Executive
Todd Sinai Director
Alan Tooker Director
N/A Waterfall Asset Management, Llc Promoter

Issuer details

Industry: REITS and Finance (See others in industry)

Address:
1140 Avenue Of The Americas 7 Th Floor
New York, NY, 10036