Form D · Other Investment Fund

Sustainable Woodlands Fund II LP

Houston, TX · CIK 0001388095

Offering snapshot reported Oct 15, 2009 · SEC filing

Reported sold
$178M
Offering amount: $300M
Investors reported
133
Form D · investor count
Minimum accepted
$2M
Reported outside-investor minimum
First sale
Jan 31, 2007
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$89M$178MApr 7, 2009: $146,428,000.00Apr 7, 2009Aug 11, 2009: $174,928,000.00Aug 11, 2009Oct 15, 2009: $177,928,000.00Oct 15, 2009

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$174,928,000 → $177,928,000
  • Reported investors131 → 133

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 15, 2009Amendment$177,928,000$3,000,000vs Aug 11, 2009133SEC filing
Aug 11, 2009Amendment$174,928,000$28,500,000vs Apr 7, 2009131SEC filing
Apr 7, 2009Amendment$146,428,000No comparisonNot reportedSEC filing
Mar 19, 2007PaperNot reportedNo comparisonNot reportedSEC filing
Feb 16, 2007PaperNot reportedNo comparisonNot reportedSEC filing
Jan 18, 2007PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Not reported
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-99471

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Wells Fargo Investments, LLC10582Jeffrey T. Grubb · CRD 2494536

Source: Form D, filed Oct 15, 2009. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SUSTAINABLE WOODLANDS FUND II, L.P.

Investment adviser: SUSTAINABLE WOODLANDS PARTNERS, LLC

Gross asset value
$121M
Beneficial owners
149
ADV minimum commitment
$2M

Reported in Form ADV on Dec 5, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator UMB FUND SERVICES, INC. MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG JACKSON, Mississippi, United States
Custodian BANCORPSOUTH TUPELO, Mississippi, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG
PCAOB 185

Filing source

Form ADV 1692583 · Dec 5, 2022 · Schedule D 7.B.(1), fund 805-4422952253

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Andrew Baird Linbeck Director, Executive
Robert Lewis Lyle Director, Executive
Michael Thomason Mc Cree Director, Executive
Dick Henderson Molpus Director, Executive
David Andrew Scott Director, Executive
Arthur Haag Sherman Director, Executive
Terrell Elton Winstead Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
4265 San Felipe, 8 Th Floor
Houston, TX, 77027