Form D · Other Investment Fund

Sustainable Insight US Equities Fund, Ltd.

Grand Cayman, E9 · CIK 0001581301

Offering snapshot reported Oct 20, 2017 · SEC filing

Reported sold
$6.36M
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Jun 28, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$3.18M$6.36MJul 12, 2013: $4,375,000.00Jul 12, 2013Jul 14, 2014: $5,208,333.00Jul 14, 2014Oct 23, 2014: $5,208,333.00Oct 23, 2015: $6,359,821.00Oct 23, 2015Oct 21, 2016: $6,359,821.00Oct 21, 2016Oct 20, 2017: $6,359,821.00Oct 20, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors3 → 1

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 20, 2017Amendment$6,359,821$0vs Oct 21, 20161SEC filing
Oct 21, 2016Amendment$6,359,821$0vs Oct 23, 20153SEC filing
Oct 23, 2015Amendment$6,359,821$1,151,488vs Oct 23, 20143SEC filing
Oct 23, 2014Amendment$5,208,333$0vs Jul 14, 20143SEC filing
Jul 14, 2014Amendment$5,208,333$833,333vs Jul 12, 20133SEC filing
Jul 12, 2013Initial$4,375,000No comparison3SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-199568

Source: Form D, filed Oct 20, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SUSTAINABLE INSIGHT US EQUITIES FUND, LTD.

Investment adviser: SUSTAINABLE INSIGHT CAPITAL MANAGEMENT, LLC

Gross asset value
$3.6M
Beneficial owners
1
ADV minimum commitment
$1M

Reported in Form ADV on Mar 22, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HEDGESERV (CAYMAN) LTD. GEORGE TOWN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG GRAND CAYMAN, Cayman Islands
Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG
PCAOB 1655

THE NORTHERN TRUST COMPANY
LEI 6PTKHDJ8HDUF78PFWH30

Filing source

Form ADV 1298192 · Mar 22, 2019 · Schedule D 7.B.(1), fund 805-6113063676

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Mike Kirby Director
John Nolan Director, Executive
Kevin Parker Executive
George Parker Executive
Letitia Solomon Director
N/A Sustainable Insight Capital Management, Llc Promoter
John Willis Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Maples Corporate Services Limited Ugland House, South Church Street
Grand Cayman, E9, KY1-1104