Form D · Hedge Fund

Susa European Equities Fund

Grand Cayman, E9 · CIK 0001570616

Offering snapshot reported Mar 10, 2017 · SEC filing

Reported sold
$90.2M
Indefinite offering
Investors reported
70
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jun 1, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$112M$224MMar 11, 2013: $16,646,598.00Mar 11, 2013Mar 11, 2014: $35,449,090.00Mar 11, 2014Mar 11, 2015: $105,450,590.00Mar 11, 2015Mar 11, 2016: $224,054,265.00Mar 11, 2016Mar 10, 2017: $90,155,041.00Mar 10, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$224,054,265 → $90,155,041
  • Reported investors147 → 70

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 10, 2017Amendment$90,155,041-$133,899,224vs Mar 11, 201670SEC filing
Mar 11, 2016Amendment$224,054,265$118,603,675vs Mar 11, 2015147SEC filing
Mar 11, 2015Amendment$105,450,590$70,001,500vs Mar 11, 201490SEC filing
Mar 11, 2014Amendment$35,449,090$18,802,492vs Mar 11, 201374SEC filing
Mar 11, 2013Initial$16,646,598No comparison28SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-193054

Source: Form D, filed Mar 10, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SUSA EUROPEAN EQUITIES FUND

Investment adviser: SUSA FUND MANAGEMENT LLP

Gross asset value
$456M
Beneficial owners
115
ADV minimum commitment
$1M

Reported in Form ADV on Apr 5, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BNY MELLON ALTERNATIVE FUND SERVICES WILMINGTON, Delaware, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE DUBLIN, Ireland
Custodian GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom Related to adviser: No
Custodian MORGAN STANLEY INTERNATIONAL LONDON, United Kingdom Related to adviser: No
Marketer OPPENHEIMER & CO. INC. NEW YORK, New York, United States Related to adviser: No
Prime broker GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom
Prime broker MORGAN STANLEY INTERNATIONAL LONDON, United Kingdom
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

OPPENHEIMER & CO. INC.
CRD 249 · SEC 801-887

Filing source

Form ADV 1007860 · Apr 5, 2016 · Schedule D 7.B.(1), fund 805-3642669003

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Reza Amiri Director
David Bree Director
Bryan Darroch Director
Roger Hanson Director
Don Seymour Director
Susa Fund Management Llp Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Susa European Equities Fund Ugland House, Po Box 309
Grand Cayman, E9, KY1-1104