Form D · Retailing
Surratt Cosmetics, LLC
New York, NY · CIK 0001816640
Offering snapshot reported Jul 27, 2020 · SEC filing
- Reported sold
- $550K Offering amount: $1.5M
- Investors reported
- 11 Form D · investor count
- Minimum accepted
- $10K Reported outside-investor minimum
- First sale
- Jul 15, 2020 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 27, 2020 | Initial | $550,000 | No comparison | 11 | SEC filing |
Offering details
- Securities
- Debt, Option to acquire
- Exemptions
- 06c
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $25K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-371882
A cash fee of 5.0% will be paid as a placement fee to Carolina Financial Securities (CFS), LLC.CFS may share up to 50% of its fees with Carofin, LLC, an affiliated broker-dealer, for its assistance in the placement of the offering.
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Bruce V Roberts | 1489110 | Carolina Financial Securities, LLC · CRD 41970 |
| Garrick Ruiz | 5584980 | Carofin, LLC · CRD 298717 |
Source: Form D, filed Jul 27, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| William Arcuri | Executive |
Issuer details
Industry: Retailing (See others in industry)
Address:
30 East 20 Th Street, Suite 6 F
New York, NY, 10003
New York, NY, 10003