Form D · Other
Surna Inc.
Boulder, CO · CIK 0001482541
Offering snapshot reported Oct 5, 2021 · SEC filing
- Reported sold
- $3M Offering amount: $3M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Sep 28, 2021 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 5, 2021 | Initial | $3,000,000 | No comparison | 1 | SEC filing |
| Jun 13, 2018 | Initial | $1,210,000 | No comparison | 9 | SEC filing |
| Dec 21, 2017 | Initial | $1,768,080 | No comparison | 23 | SEC filing |
| Nov 7, 2014 | Initial | $100,000 | No comparison | 2 | SEC filing |
| Oct 16, 2014 | Initial | $1,325,000 | No comparison | 25 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $270K
- Finders' fees
- $0
- Form D file number
- 021-415794
$30,000 Expense Reimbursement 3-year Warrant to purchase 5,210,526 shares of Common Stock at an Exercise Price of $0.0693 per share
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| ThinkEquity LLC | 20996 |
Source: Form D, filed Oct 5, 2021. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Chris Bechtel | Director, Executive |
| Thomas Douglas Bollich | Director, Executive |
| Nicholas Etten | Director |
| Timothy J. Keating | Director |
| Brandy Keen | Director |
| Paul Kelly | Executive |
| Brian Knaley | Executive |
| Anthony Mc Donald | Director, Executive |
| James Shipley | Director |
| J. Taylor Simonton | Director |
Issuer details
Industry: Other (See others in industry)
Address:
1780 55 Th Street
Boulder, CO, 80301
Boulder, CO, 80301