Form D · Other

Surgo Group LLC

New York, NY · CIK 0001670954

Offering snapshot reported Apr 18, 2018 · SEC filing

Reported sold
$3.12M
Offering amount: $15M
Investors reported
18
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Nov 15, 2017
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.56M$3.12MNov 30, 2017: $0.00Nov 30, 2017Apr 18, 2018: $3,120,125.00Apr 18, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$0 → $3,120,125
  • Reported investors0 → 18

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 18, 2018Amendment$3,120,125$3,120,125vs Nov 30, 201718SEC filing
Nov 30, 2017Initial$0No comparison0SEC filing
Nov 1, 2016Initial$2,674,990No comparison20SEC filing
Nov 1, 2016Amendment$2,674,990$0vs Nov 1, 201620SEC filing

Offering details

Securities
Equity, Option to acquire
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$171K (estimated)
Finders' fees
$0
Form D file number
021-299845
The sales commission amount referenced above is as of the date of this filing.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
National Securities Corporation7569

Source: Form D, filed Apr 18, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Sam Fraenkel Director
Travis Tillotson Executive

Issuer details

Industry: Other (See others in industry)

Address:
291 Broadway 12th Floor
New York, NY, 10007