Form D · Hospitals and Physicians
SURGICAL HOSPITAL OF AUSTIN LP
Rollingwood, TX · CIK 0001212351
Offering snapshot reported May 28, 2010 · SEC filing
- Reported sold
- $50K Offering amount: $56.8K
- Investors reported
- 2 Form D · investor count
- Minimum accepted
- $3.42K Reported outside-investor minimum
- First sale
- Dec 30, 2009 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 2
- Minimum accepted$10,000 → $3,423
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 28, 2010 | Amendment | $50,000 | No comparison | 2 | SEC filing |
| Dec 8, 2009 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| May 5, 2009 | Amendment | $420,000 | No comparison | Not reported | SEC filing |
| Apr 8, 2009 | Initial | $60,000 | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $20K
- Finders' fees
- $0
- Form D file number
- 021-51483
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| The Securites Group, LLC | 118148 | Michelle Trammell · CRD 2648055 |
Source: Form D, filed May 28, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Clifford G. Adlerz | Executive |
| Holdings, Llc Austin Surgical | Promoter |
| . Austin Surgical Holdings, Llc | Executive, Promoter |
| Ronald L. Brank | Executive |
| Sherri Emerson | Executive |
| Alfred Giuliano | Executive |
| George M. Goodwin | Executive |
| R. Dale Kennedy | Executive |
| Kenneth C. Mitchell | Executive |
| Darrell Naish | Executive |
| Teresa F. Sparks | Executive |
| Gregg A. Stanley | Executive |
| Management, Inc. Surgical Hospital Of Austin | Promoter |
| . Symbion Holdings Corporation | Promoter |
| . Symbion, Inc. | Promoter |
| Anthony W. Taparo | Executive |
Issuer details
Industry: Hospitals and Physicians (See others in industry)
Address:
3003 Bee Caves Road
Rollingwood, TX, 78747
Rollingwood, TX, 78747