Form D · Other Banking and Financial Services
Surface Water Holdings, LLC
Raleigh, NC · CIK 0001961747
Offering snapshot reported Mar 14, 2023 · SEC filing
- Reported sold
- $5.85M Offering amount: $5.85M
- Investors reported
- 8 Form D · investor count
- Minimum accepted
- $7.5K Reported outside-investor minimum
- First sale
- Feb 28, 2023 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 14, 2023 | Initial | $5,850,000 | No comparison | 8 | SEC filing |
| Jan 12, 2023 | Initial | $10,500,000 | No comparison | 6 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-475794
Source: Form D, filed Mar 14, 2023. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Alex Bean | Director, Executive, Promoter |
| Barrett Biringer | Director, Executive, Promoter |
| Bob Miller | Director |
| Dave Pullins | Director |
| Ian Wooley | Director |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
4242 Six Forks Road Suite 950
Raleigh, NC, 27609
Raleigh, NC, 27609