Form D · Other
Sunward Resources Ltd.
Vancouver, A1 · CIK 0001490804
Offering snapshot reported May 14, 2010 · SEC filing
- Reported sold
- $3.13M Offering amount: $3.13M
- Investors reported
- 13 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Apr 29, 2010 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 14, 2010 | Initial | $3,129,487 | No comparison | 13 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired, Other
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $188K
- Finders' fees
- $0
- Form D file number
- 021-142038
U.S. dollar amounts were calculated based on a 0.997298 exchange rate for Canadian dollars in effect on April 29, 2010.
Special warrants, each entitling the holder to receive one common share, without payment of additional consideration, upon satisfaction of certain conditions
In addition to cash commissions, underwriters received broker warrants to acquire compensation options.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Comark Securities Inc. | None | Comark Securities (USA) Limited |
Source: Form D, filed May 14, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| David Philip Boehm | Director |
| Jonathan Challis | Director |
| Jenny Choboter | Executive |
| William Mc Cartney | Director |
| Philip O'neill | Director, Executive |
| Jay Sujir | Executive |
| Amit Tripathi | Executive |
Issuer details
Industry: Other (See others in industry)
Address:
Suite 270 666 Burrard Street
Vancouver, A1, V6C 2X8
Vancouver, A1, V6C 2X8