Form D · Other

Sunward Resources Ltd.

Vancouver, A1 · CIK 0001490804

Offering snapshot reported May 14, 2010 · SEC filing

Reported sold
$3.13M
Offering amount: $3.13M
Investors reported
13
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Apr 29, 2010
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 14, 2010Initial$3,129,487No comparison13SEC filing

Offering details

Securities
Equity, Option to acquire, Security to be acquired, Other
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$188K
Finders' fees
$0
Form D file number
021-142038
U.S. dollar amounts were calculated based on a 0.997298 exchange rate for Canadian dollars in effect on April 29, 2010.
Special warrants, each entitling the holder to receive one common share, without payment of additional consideration, upon satisfaction of certain conditions
In addition to cash commissions, underwriters received broker warrants to acquire compensation options.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Comark Securities Inc.NoneComark Securities (USA) Limited

Source: Form D, filed May 14, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
David Philip Boehm Director
Jonathan Challis Director
Jenny Choboter Executive
William Mc Cartney Director
Philip O'neill Director, Executive
Jay Sujir Executive
Amit Tripathi Executive

Issuer details

Industry: Other (See others in industry)

Address:
Suite 270 666 Burrard Street
Vancouver, A1, V6C 2X8