Form D · Other Real Estate

Sunstone Income Apartments IV, LLC

Westlake Village, CA · CIK 0001724547

Offering snapshot reported Dec 16, 2019 · SEC filing

Reported sold
$38.1M
Offering amount: $50M
Investors reported
572
Form D · investor count
Minimum accepted
$25K
Reported outside-investor minimum
First sale
Dec 19, 2017
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$19.1M$38.1MDec 29, 2017: $6,550,000.00Dec 29, 2017Jan 31, 2019: $22,475,000.00Jan 31, 2019Dec 16, 2019: $38,125,000.00Dec 16, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$6,550,000 → $38,125,000
  • Reported investors126 → 572

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 16, 2019Amendment$38,125,000$31,575,000vs Dec 29, 2017572SEC filing
Jan 31, 2019Amendment$22,475,000$15,925,000vs Dec 29, 2017391SEC filing
Dec 29, 2017Initial$6,550,000No comparison126SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$5M (estimated)
Finders' fees
$10K (estimated)
Form D file number
021-302020
National Securities Corporation is entitled to 10% of the gross offering proceeds from securities that it places and reimbursement of expenses up to $10,000.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
National Securities Corporation7569

Source: Form D, filed Dec 16, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Elizabeth Fujino Executive
John Hansen Director, Executive, Promoter
John Charles Maddux Director, Executive, Promoter
N/A Sunstone Apartments, Llc Promoter
N/A Sunstone Properties Trust Advisors, Llc Director

Issuer details

Industry: Other Real Estate (See others in industry)

Address:
2820 Townsgate Road Suite 207
Westlake Village, CA, 91361