Form D · Other Investment Fund

Sunstone Fixed Income Fund IV, LLC

Irvine, CA · CIK 0001816953

Offering snapshot reported Dec 5, 2024 · SEC filing

Reported sold: $10.4M
Investors reported: 88
Minimum accepted: $100K
First sale: Jul 8, 2020

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$246,892,426 → $10,411,435
Reported investors74 → 88

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Dec 5, 2024	Amendment	$10,411,435	-$236,480,991vs Nov 14, 2023	88	SEC filing
Nov 14, 2023	Amendment	$246,892,426	$238,892,426vs Jul 13, 2020	74	SEC filing
Jul 13, 2020	Initial	$8,000,000	No comparison	0	SEC filing

Offering details

Securities: Debt, Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0
Form D file number: 021-370815

The Issuer will pay the its broker dealer 50 basis points for each note sold in the offering. Provided that the maximum offering amount is indefinite, the Issuer is unable to provide an estimated amount of sales commissions to be paid at this time.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Carolina Financial Securities, LLC	41970

Source: Form D, filed Dec 5, 2024. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SUNSTONE FIXED INCOME FUND IV, LLC

Investment adviser: SUNSTONE ADVISORS, LLC

Gross asset value: $64.6M
Beneficial owners: 1
ADV minimum commitment: $250K

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NAV CONSULTING, INC. OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RICHEY MAY & CO., LLP ENGLEWOOD, Colorado, United States

Custodian INSPIRA FINANCIAL OAK BROOK, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RICHEY MAY & CO., LLP
PCAOB 673

Filing source

Form ADV 2087838 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-1568900310

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Sunstone Fixed Income Fund II, LLC	May 2, 2018	$5,000,000	2
Sunstone Fixed Income Fund IV, LLC (this fund)	Dec 5, 2024	$10,411,435	88

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
John Shen	Executive
N/A Sunstone Advisors, Llc	Executive
N/A Sunstone Management Inc.	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

1881 Von Karman Ave. Suite 500
Irvine, CA, 92612