Form D · REITS and Finance

Sundance Bay Income & Growth OP, LP

Salt Lake City, UT · CIK 0001852772

Offering snapshot reported Mar 20, 2026 · SEC filing

Reported sold: $119M
Investors reported: 151
Minimum accepted: $250K
First sale: Mar 5, 2021

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 20, 2026	Amendment	$118,597,402	$0vs Mar 21, 2025	151	SEC filing
Mar 21, 2025	Amendment	$118,597,402	-$638,762vs Mar 22, 2024	151	SEC filing
Mar 22, 2024	Amendment	$119,236,164	-$162,755,937vs Mar 22, 2023	150	SEC filing
Mar 22, 2023	Amendment	$281,992,101	$241,418,050vs Mar 22, 2022	146	SEC filing
Mar 22, 2022	Amendment	$40,574,051	$40,524,051vs Mar 23, 2021	63	SEC filing
Mar 23, 2021	Initial	$50,000	No comparison	1	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.5, 3C.6
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $30.8K
Form D file number: 021-393115

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
RAINMAKER SECURITIES, LLC	132995

Source: Form D, filed Mar 20, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SUNDANCE BAY INCOME AND GROWTH OP, LP

Investment adviser: SUNDANCE BAY INVESTMENT MANAGER, LLC

Gross asset value: $148M
Beneficial owners: 64
ADV minimum commitment: $250K

Reported in Form ADV on Oct 13, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator UMB FUND SERVICES OGDEN, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG, LLP IRVINE, California, United States

Custodian KEYBANK NATIONAL ASSOCIATION SEATTLE, Washington, United States Related to adviser: No

Marketer OLD CITY SECURITIES LLC CEDARHURST, New York, United States Related to adviser: No

Marketer RAINMAKER SECURITIES, LLC LOS ANGELES, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG, LLP
PCAOB 185

OLD CITY SECURITIES LLC
CRD 171910 · SEC 8-69488

RAINMAKER SECURITIES, LLC
CRD 132995 · SEC 8-66667

Filing source

Form ADV 1680452 · Oct 13, 2022 · Schedule D 7.B.(1), fund 805-1286387455

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Ryan Baughman	Director, Executive
Matthew Romney	Director, Executive
N/A Sundance Bay Income And Growth Fund Gp, Llc	Executive

Issuer details

Industry: REITS and Finance (See others in industry)

Address:

1240 East 2100 South, Suite 300
Salt Lake City, UT, 84106