Form D · Commercial

Summit Mezzanine Holdings, LLC

Norfolk, VA · CIK 0001688142

Offering snapshot reported Oct 25, 2016 · SEC filing

Reported sold
$2.23M
Offering amount: $2.23M
Investors reported
28
Form D · investor count
Minimum accepted
$5K
Reported outside-investor minimum
First sale
Oct 13, 2016
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 25, 2016Initial$2,227,175No comparison28SEC filing

Offering details

Securities
Equity
Exemptions
06b, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-273180

Source: Form D, filed Oct 25, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SUMMIT MEZZANINE HOLDINGS, LLC

Investment adviser: HARBOR GROUP INTERNATIONAL, LLC

Gross asset value
$2.23M
Beneficial owners
38
ADV minimum commitment
$100

Reported in Form ADV on Apr 3, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Custodian BANK OF AMERICA N.A. CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

BANK OF AMERICA N.A.
LEI B4TYDEB6GKMZO031MB27

Filing source

Form ADV 1306365 · Apr 3, 2019 · Schedule D 7.B.(1), fund 805-5192662712

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Thomas Richard Litton, Jr. Director, Executive
Saul Lubetski Director
Pinchas Mendlovic Director
Jordan Eric Slone Director
Managing Co., Llc Summit Mezzanine Holdings Director
Jay Zwiebel Director

Issuer details

Industry: Commercial (See others in industry)

Address:
999 Waterside Drive Suite 2300
Norfolk, VA, 23510