Form D · Other Banking and Financial Services
SUMMIT FINANCIAL SERVICES GROUP INC
Boca Raton, FL · CIK 0001261436
Offering snapshot reported May 29, 2014 · SEC filing
- Reported sold
- $26.8K Offering amount: $256K
- Investors reported
- 2 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- May 27, 2014 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 29, 2014 | Initial | $26,800 | No comparison | 2 | SEC filing |
| Dec 31, 2013 | Initial | $29,000 | No comparison | 12 | SEC filing |
| Nov 29, 2010 | Initial | Yet to sell | No comparison | 2 | SEC filing |
Offering details
- Securities
- Equity, Other
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-218221
Shares of common stock to be issued upon the exercise of outstanding stock options granted under the Issuer's 2000 Incentive Compensation Plan
Source: Form D, filed May 29, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Sanford B Cohen | Director |
| Paul D De Stefanis | Director |
| William L Harvey | Director |
| Steven C Jacobs | Director, Executive |
| Marshall Leeds | Director, Executive |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
595 S Federal Hwy Suite 500
Boca Raton, FL, 33432
Boca Raton, FL, 33432