Form D · Other Energy
SULLIDEN EXPLORATION INC
Toronto, A6 · CIK 0001281187
Offering snapshot reported May 13, 2010 · SEC filing
- Reported sold
- $1.07M Offering amount: $1.07M
- Investors reported
- 3 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Apr 30, 2010 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 13, 2010 | Initial | $1,067,863 | No comparison | 3 | SEC filing |
| Oct 26, 2009 | Initial | $2,031,775 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $25.2K
- Finders' fees
- $0
- Form D file number
- 021-142014
Each unit consists of 1 common share and 1/2 of one common share purchase warrant. Each whole warrant entitles the holder to acquire 1 common share at an approximate price of $1.00 until October 6, 2012.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Wellington West Capital Markets | 133617 |
Source: Form D, filed May 13, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Deborah Battiston | Executive |
| Stan Bharti | Director |
| Guy Chartier | Director |
| James Coleman | Director |
| George Faught | Director |
| Patrick Gleeson | Executive |
| Leonard Harris | Director |
| Bruce Humphrey | Director |
| Anna Ladd | Executive |
| Peter Tagliamonte | Director, Executive |
Issuer details
Industry: Other Energy (See others in industry)
Address:
65 Queen Street West Suite 815
Toronto, A6, M5H 2M5
Toronto, A6, M5H 2M5