Form D · Other Investment Fund
Sudbury Mill CLO Ltd.
Grand Cayman, E9 · CIK 0001594436
Offering snapshot reported Dec 18, 2013 · SEC filing
- Reported sold
- $2.3M Offering amount: $419M
- Investors reported
- 15 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Dec 4, 2013 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 18, 2013 | Initial | $2,300,000 | No comparison | 15 | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06b, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $23K
- Finders' fees
- $0
- Form D file number
- 021-208207
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | 7691 |
Source: Form D, filed Dec 18, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| George Bashforth | Director |
| David Boyd | Director |
| Richard Mc Millan | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
C/O Appleby Trust (Cayman) Ltd. Clifton House, 75 Fort Street Pob 1350
Grand Cayman, E9, KY1-1108
Grand Cayman, E9, KY1-1108