Form D · Other Investment Fund
STWD CLO Sub-REIT, LLC
Miami Beach, FL · CIK 0001799269
Offering snapshot reported Jan 9, 2020 · SEC filing
- Reported sold
- $575K Offering amount: $575K
- Investors reported
- 116 Form D · investor count
- Minimum accepted
- $1K Reported outside-investor minimum
- First sale
- Jan 2, 2020 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 9, 2020 | Initial | $575,000 | No comparison | 116 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $5.75K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-357552
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| H & L Equities, LLC | 113794 |
Source: Form D, filed Jan 9, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Jeffrey Di Modica | Executive |
| Andrew Sossen | Executive |
| N/A Spt Clo Sub Reit Sh, Llc | Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
1601 Washington Avenue, Suite 800
Miami Beach, FL, 33139
Miami Beach, FL, 33139