Form D · Other Technology
Stroma Medical Corp
Irvine, CA · CIK 0001618810
Offering snapshot reported Jun 16, 2023 · SEC filing
- Reported sold
- $39.4M Offering amount: $43.7M
- Investors reported
- 144 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Mar 31, 2021 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 16, 2023 | Initial | $39,436,871 | No comparison | 144 | SEC filing |
| Nov 13, 2014 | Amendment | $3,573,000 | $205,000vs Nov 6, 2014 | 37 | SEC filing |
| Nov 6, 2014 | Initial | $3,368,000 | No comparison | 36 | SEC filing |
Offering details
- Securities
- Equity, Other
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-484488
Items 13(a) and 13(b) include the conversion of outstanding convertible promissory notes in the aggregate amount of $3,368,000 previously reported on a Form D.
Offering of Series B-1 and B-2 ("Series B Preferred Stock") and the underlying shares of Common Stock issuable upon conversion of Series B Preferred Stock.
Source: Form D, filed Jun 16, 2023. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| J. Andy Corley | Director |
| J Andrew Corley | Director |
| Douglas Daniels | Director, Executive |
| Bruce Feuchter | Executive |
| Gregg Homer | Director, Executive, Promoter |
| Baseer Khan | Director |
| Afshin Nadershahi | Director, Executive, Promoter |
| Edward Peterson | Director |
| Stephen Slade | Director |
Issuer details
Industry: Other Technology (See others in industry)
Address:
30 Hughes #206
Irvine, CA, 92618
Irvine, CA, 92618