Form D · Oil and Gas
Stream Oil & Gas Ltd.
Calgary, A0 · CIK 0001507308
Offering snapshot reported Dec 9, 2010 · SEC filing
- Reported sold
- $470K Offering amount: $905K
- Investors reported
- 5 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Nov 24, 2010 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 9, 2010 | Initial | $469,881 | No comparison | 5 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired, Other
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-151606
(c) represents maximum potential exercise price of warrants to U.S. investors.
Unit offering, each unit consisting of 1 common share + 1/2 common share purchase warrant. Each whole warrant is exercisable for 1 common share at Cdn$2.00 for 1-12 months following closing and Cdn$2.50 for up to 24 months following closing.
FirstEnergy Capital received 4,980 finder warrants and Cormark Securities received 11,190 finder warrants in connection with the U.S. purchases. Each warrant is exercisable for 1 common share at Cdn$1.50 per share for 12 months.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Cormark Securities (USA) Limited | 101000 | |
| FirstEnergy Capital (USA) Corp. | 37665 |
Source: Form D, filed Dec 9, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Ian Baron | Director |
| Mike Berezowski | Executive |
| Leslie Goodman | Director |
| James Hodgson | Director, Executive |
| Sotiris Kapotas | Director, Executive |
| Georgios Antonios Mortakis Martakis | Director |
| Arian Tartari | Executive |
Issuer details
Industry: Oil and Gas (See others in industry)
Address:
609 14 Th Street N.W., Suite 300
Calgary, A0, T2N 2A1
Calgary, A0, T2N 2A1