Form D · Other Investment Fund
Strategic Rivermont OZ Fund, LLC
Atlanta, GA · CIK 0001773682
Offering snapshot reported Nov 16, 2020 · SEC filing
- Reported sold
- $4.84M Offering amount: $100M
- Investors reported
- 18 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Apr 1, 2019 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$3,325,000 → $4,844,110
- Reported investors10 → 18
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 16, 2020 | Amendment | $4,844,110 | $1,519,110vs Mar 31, 2020 | 18 | SEC filing |
| Mar 31, 2020 | Amendment | $3,325,000 | $0vs Jan 6, 2020 | 10 | SEC filing |
| Jan 6, 2020 | Amendment | $3,325,000 | $700,000vs Dec 12, 2019 | 10 | SEC filing |
| Dec 12, 2019 | Amendment | $2,625,000 | $625,000vs Jun 17, 2019 | 8 | SEC filing |
| Jun 17, 2019 | Amendment | $2,000,000 | $1,000,000vs Apr 16, 2019 | 5 | SEC filing |
| Apr 16, 2019 | Initial | $1,000,000 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06c
- Duration over one year
- Yes
- Business combination
- Yes
- Sales commissions
- $71.5K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-337474
Estimate of management fees to be paid from proceeds to the Issuer's Manager.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Bridge Capital Associates, Inc. | 143475 | Ricky B. Novak · CRD 6073887 |
Source: Form D, filed Nov 16, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| J. Michael Fields | Director, Promoter |
| Michael J. Fields | Director, Promoter |
| James A. Freeman | Director, Promoter |
| Andrew Holton | Director, Promoter |
| Michael Lemanski | Director, Promoter |
| Ricky B. Novak | Director, Promoter |
| N/A Rivermont Capital, Llc | Director |
| Stephen T. Rothschild | Director, Promoter |
| N/A Strategic Fund Manager Iii, Llc | Director |
| N/A Strategic Rivermont Fund Manager, Llc | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Atlanta, GA, 30309