Form D · Other

Strategic Opportunities Fund LLC

Fremont, IN · CIK 0001338653

Offering snapshot reported Jan 16, 2013 · SEC filing

Reported sold
$9.87M
Indefinite offering
Investors reported
162
Form D · investor count
Minimum accepted
$5K
Reported outside-investor minimum
First sale
Sep 1, 2005
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$4.93M$9.87MDec 17, 2009: $8,921,183.00Dec 17, 2009Jan 10, 2011: $8,921,183.00Jan 10, 2011Jan 27, 2012: $8,921,183.00Jan 27, 2012Jan 16, 2013: $9,867,532.00Jan 16, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$8,921,183 → $9,867,532
  • Reported investors151 → 162

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 16, 2013Amendment$9,867,532$946,349vs Jan 27, 2012162SEC filing
Jan 27, 2012Amendment$8,921,183$0vs Jan 10, 2011151SEC filing
Jan 10, 2011Amendment$8,921,183$0vs Dec 17, 2009151SEC filing
Dec 17, 2009Initial$8,921,183No comparison151SEC filing
Dec 22, 2008PaperNot reportedNo comparisonNot reportedSEC filing
Oct 12, 2007PaperNot reportedNo comparisonNot reportedSEC filing
Oct 10, 2006PaperNot reportedNo comparisonNot reportedSEC filing
Sep 13, 2005PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Other
Exemptions
06
Duration over one year
Yes
Business combination
No
Sales commissions
$377K (estimated)
Finders' fees
$0
Form D file number
021-81351
Units of non-managing member LLC interests.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Shira Del Pacult1058340Futures Investment Company · CRD 40402
Berthel, Fisher & Company Financial Services Inc.13609Berthel, Fisher & Company Financial Services Inc. · CRD 13609
Financial West Investment Group16668Financial West Investment Group · CRD 16668
Legend Merchant Group, Inc5155Legend Merchant Group, Inc · CRD 5155
Polar Investment Counsel Inc42847Polar Investment Counsel Inc · CRD 42847

Source: Form D, filed Jan 16, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Evergreen Capital Management Inc. Promoter
Michael P Pacult Executive

Issuer details

Industry: Other (See others in industry)

Address:
5914 N 300 West
Fremont, IN, 46737