Form D · Private Equity Fund

Strategic Growth Opportunities, LLC, Series IX

Boca Raton, FL · CIK 0002088203

Offering snapshot reported Sep 30, 2025 · SEC filing

Reported sold
$4.06M
Offering amount: $10M
Investors reported
43
Form D · investor count
Minimum accepted
$5.43K
Reported outside-investor minimum
First sale
Sep 15, 2025
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 30, 2025Initial$4,055,429No comparison43SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$379K (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-559263

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
SUTTER SECURITIES INCORPORATED30770

Source: Form D, filed Sep 30, 2025. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

STRATEGIC GROWTH OPPORTUNITIES, LLC, SERIES IX

Investment adviser: N.L.C. LLC

Gross asset value
$12.8M
Beneficial owners
43
ADV minimum commitment
$100K

Reported in Form ADV on Aug 9, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CARTA SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor WITHUMSMITH+BROWN, PC NEW YORK, New York, United States
Custodian BANC OF CALIFORNIA LOS ANGELES, California, United States Related to adviser: No
Custodian TRUIST BANK BOCA RATON, Florida, United States Related to adviser: No
Marketer SUTTER SECURITIES INCORPORATED IRVINE, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

WITHUMSMITH+BROWN, PC
PCAOB 100

BANC OF CALIFORNIA
LEI 549300ZKWUJDP6LJ1X87

TRUIST BANK
LEI JJKC32MCHWDI71265Z06

SUTTER SECURITIES INCORPORATED
CRD 30770 · SEC 8-45158

Filing source

Form ADV 2124150 · Aug 9, 2026 · Schedule D 7.B.(1), fund 805-7498131005

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N.L.C. Llc Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
2500 N Military Trail #306
Boca Raton, FL, 33431