Form D · Other Investment Fund
Strategic Energy Assets - IV, LLC
Irving, TX · CIK 0001694595
Offering snapshot reported May 18, 2017 · SEC filing
- Reported sold
- $635K Offering amount: $4M
- Investors reported
- 5 Form D · investor count
- Minimum accepted
- $10K Reported outside-investor minimum
- First sale
- May 18, 2017 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 18, 2017 | Amendment | Yet to sell | No comparison | 5 | SEC filing |
| May 18, 2017 | Amendment | $634,500 | No comparison | 5 | SEC filing |
| Jan 31, 2017 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $400K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-279706
Up to 10% of offering proceeds may be given as commission to the broker-dealers selling the offering.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| WealthForge Securities, LLC | 152550 | WealthForge Securities, LLC · CRD 152550 |
Source: Form D, filed May 18, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
STRATEGIC ENERGY ASSETS IV, LLC
Investment adviser: RESOLUTE CAPITAL ADVISORS
- Gross asset value
- $4M
- Beneficial owners
- 49
- ADV minimum commitment
- $25K
Reported in Form ADV on Mar 10, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- Yes
- External marketing
- No
Filing source
Form ADV 1497125 · Mar 10, 2021 · Schedule D 7.B.(1), fund 805-2742378290
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Pablo Cortez | Executive |
| Teddy Etheredge | Executive |
| Thomas Joseph Powell | Executive |
| Stefan Toth | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Irving, TX, 75038