Form D · Oil and Gas
DUMA ENERGY CORP
Houston, TX · CIK 0001425808
Offering snapshot reported Nov 5, 2013 · SEC filing
- Reported sold
- $3.59M Offering amount: $3.59M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Oct 31, 2013 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 5, 2013 | Initial | $3,589,567 | No comparison | 1 | SEC filing |
| Sep 18, 2012 | Initial | $4,482,000 | No comparison | 4 | SEC filing |
| Dec 14, 2011 | Initial | $27,703 | No comparison | 1 | SEC filing |
| May 9, 2011 | Initial | $123,525 | No comparison | 3 | SEC filing |
| Mar 3, 2011 | Initial | $173,414 | No comparison | 5 | SEC filing |
| Feb 28, 2011 | Initial | $7,423,500 | No comparison | 19 | SEC filing |
| Oct 25, 2010 | Initial | $29,000 | No comparison | 1 | SEC filing |
| Nov 18, 2009 | Initial | $1,050,000 | No comparison | 12 | SEC filing |
| Oct 28, 2009 | Initial | $2,490,000 | No comparison | 29 | SEC filing |
| Sep 23, 2009 | Initial | $39,550 | No comparison | 3 | SEC filing |
| Nov 5, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Sep 22, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Mar 3, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-205814
13(a) represents the deemed issuance price of the shares (1,859,879 shares @ $1.93) issued as settlement of certain outstanding debt.
Source: Form D, filed Nov 5, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Sarah Berel Harrop | Executive |
| John E Brewster Jr. | Director |
| Steven Carter | Director, Executive |
| Amiel David | Director, Executive |
| Charles F Dommer | Executive |
| Jeremy G Driver | Director, Executive |
| Alan Gaines | Director |
| Leonard Garcia | Director |
| S. Chris Herndon | Director |
| Johnathan Lindsay | Director, Executive |
| Alan P Lindsay | Director |
| Randall Reneau | Director, Executive |
| Pasquale V Scatturo | Director |
| Kent P Watts | Director |
Issuer details
Industry: Oil and Gas (See others in industry)
Address:
800 Gessner, Suite 200
Houston, TX, 77024
Houston, TX, 77024