Form D · Other Investment Fund

Strata CLO I, Ltd.

Grand Cayman, E9 · CIK 0001762835

Offering snapshot reported Jan 2, 2019 · SEC filing

Reported sold
$405M
Indefinite offering
Investors reported
64
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Dec 17, 2018
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 2, 2019Initial$405,300,000No comparison64SEC filing

Offering details

Securities
Debt
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-329449

Source: Form D, filed Jan 2, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

STRATA CLO I, LTD.

Investment adviser: HPS INVESTMENT PARTNERS, LLC

Gross asset value
$167M
Beneficial owners
24
ADV minimum commitment
$100K

Reported in Form ADV on Feb 26, 2025. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator OCORIAN TRUST (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No
Custodian U.S. BANK NATIONAL ASSOCIATION CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 1945802 · Feb 26, 2025 · Schedule D 7.B.(1), fund 805-2982202086

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Richard Gordon Director
N/A Hps Investment Partners, Llc Promoter
Sheraim Mascal Director
Nicholas Swartz Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Estera Trust (Cayman) Limited Clifton House, 75 Fort St P.O. Box 1350
Grand Cayman, E9, KY1-1108