Form D · Other
Storage Unit Auction List, LLC
Asheville, NC · CIK 0001562768
Offering snapshot reported Jun 17, 2013 · SEC filing
- Reported sold
- $450K Offering amount: $700K
- Investors reported
- 2 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- May 31, 2013 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 17, 2013 | Initial | $450,000 | No comparison | 2 | SEC filing |
| Nov 23, 2012 | Initial | $500,000 | No comparison | 6 | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $35K
- Finders' fees
- $0
- Form D file number
- 021-198139
Sales commission is 5% of funds raised. Only $22,500 has been paid out to date.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| John Stanier | 4811895 | Carolina Financial Securities, LLC · CRD 41970 |
| Bruce Roberts | 1489110 | Carolina Financial Securities, LLC · CRD 41970 |
Source: Form D, filed Jun 17, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Maddison Lake | Executive |
Issuer details
Industry: Other (See others in industry)
Address:
14 South Pack Square
Asheville, NC, 28801
Asheville, NC, 28801