Form D · Hedge Fund

BERENS CAPITAL GREATER CHINA LLC

New York, NY · CIK 0001375648

Offering snapshot reported Nov 1, 2016 · SEC filing

Reported sold
$22.5M
Indefinite offering
Investors reported
14
Form D · investor count
Minimum accepted
$1
Reported outside-investor minimum
First sale
Jul 1, 2006
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$11.2M$22.5MMar 16, 2009: $17,214,369.00Mar 16, 2009Mar 10, 2010: $18,992,369.00Jan 28, 2011: $18,992,369.00Mar 20, 2012: $18,992,369.00Mar 19, 2013: $18,992,369.00Mar 19, 2014: $21,992,369.00Mar 20, 2015: $22,450,211.00Nov 1, 2016: $22,450,211.00Nov 1, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 1, 2016Amendment$22,450,211$0vs Mar 20, 201514SEC filing
Mar 20, 2015Amendment$22,450,211$457,842vs Mar 19, 201414SEC filing
Mar 19, 2014Amendment$21,992,369$3,000,000vs Mar 20, 201213SEC filing
Mar 19, 2013Amendment$18,992,369$0vs Mar 20, 201213SEC filing
Mar 20, 2012Amendment$18,992,369$0vs Jan 28, 201113SEC filing
Jan 28, 2011Amendment$18,992,369$0vs Mar 10, 20109SEC filing
Mar 10, 2010Amendment$18,992,369$1,778,000vs Mar 16, 20099SEC filing
Mar 16, 2009Amendment$17,214,369No comparisonNot reportedSEC filing
Sep 13, 2006PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-94783

Source: Form D, filed Nov 1, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BERENS CAPITAL GREATER CHINA LLC

Investment adviser: BERENS CAPITAL MANAGEMENT, LLC

Gross asset value
$17.5M
Beneficial owners
7
ADV minimum commitment
$1M

Reported in Form ADV on Feb 22, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator APEX FUND SERVICES (US) INC. RED BANK, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MARCUM LLP MELVILLE, New York, United States
Custodian FIRST REPUBLIC BANK NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 1077515 · Feb 22, 2017 · Schedule D 7.B.(1), fund 805-6388873000

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Frank Brochin Executive
James P. Canales Executive
Peter Cassidy Executive
Zineb Guessous Executive
Judy Halaby Executive
Ernest H. Pomerantz Executive
John Santoleri Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Berens Capital Management, Llc 717 Fifth Avenue, Floor 12 A
New York, NY, 10022