Form D · Other Investment Fund

StoneRoad Series Investment Trust

Nashua, NH · CIK 0001592801

Offering snapshot reported Nov 19, 2018 · SEC filing

Reported sold
$192M
Offering amount: $192M
Investors reported
27
Form D · investor count
Minimum accepted
$5M
Reported outside-investor minimum
First sale
Apr 30, 2014
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$95.8M$192MNov 27, 2013Nov 26, 2014: $44,993,099.00Nov 26, 2014: $44,993,099.00Nov 23, 2015: $61,644,979.00Nov 23, 2016: $93,629,904.00Nov 21, 2017: $139,038,071.00Nov 19, 2018: $191,558,071.00Nov 19, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$93,629,904 → $191,558,071
  • Reported investors21 → 27

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 19, 2018Amendment$191,558,071$97,928,167vs Nov 23, 201627SEC filing
Nov 19, 2018Amendment$69,682,351$4,777,905vs Dec 14, 201712SEC filing
Nov 19, 2018Amendment$101,786,350$0vs Jun 20, 20185SEC filing
Nov 19, 2018Amendment$38,724,244$0vs Jun 20, 201819SEC filing
Jun 20, 2018Amendment$101,786,350$0vs Jun 22, 20175SEC filing
Jun 20, 2018Amendment$38,724,244$4,373,510vs Jun 22, 201719SEC filing
Dec 14, 2017Amendment$64,904,446$10,500,000vs Dec 14, 20169SEC filing
Nov 21, 2017Amendment$139,038,071$45,408,167vs Nov 23, 201625SEC filing
Jun 22, 2017Amendment$34,350,734$28,684,052vs Jul 14, 201617SEC filing
Jun 22, 2017Amendment$101,786,350$0vs Jun 24, 20165SEC filing
Dec 14, 2016Amendment$54,404,446$24,005,184vs Dec 16, 20156SEC filing
Nov 23, 2016Amendment$93,629,904$31,984,925vs Nov 23, 201521SEC filing
Jul 14, 2016Initial$5,666,682No comparison5SEC filing
Jun 24, 2016Amendment$101,786,350No comparison0SEC filing
Dec 16, 2015Amendment$30,399,262No comparison4SEC filing
Nov 23, 2015Amendment$61,644,979$16,651,880vs Nov 26, 201410SEC filing
Jun 26, 2015InitialYet to sellNo comparison0SEC filing
Jun 26, 2015InitialYet to sellNo comparison0SEC filing
Dec 18, 2014InitialYet to sellNo comparison0SEC filing
Nov 26, 2014Amendment$44,993,099No comparison8SEC filing
Nov 26, 2014Amendment$44,993,099$0vs Nov 26, 20148SEC filing
Nov 27, 2013InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-207118
Offering has terminated and no additional interests will be offered.

Source: Form D, filed Nov 19, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

STONEROAD CORE PLUS FIXED INCOME INVESTMENT TRUST FUND, A SERIES OF THE STONEROAD SERIES INVESTMENT TRUST

Investment adviser: MAINSTREET INVESTMENT ADVISORS LLC

Gross asset value
$11.3M
Beneficial owners
4
ADV minimum commitment
$5M

Reported in Form ADV on Jan 9, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE, LLP CINCINATTI, Ohio, United States
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

DELOITTE & TOUCHE, LLP
PCAOB 34

Filing source

Form ADV 1361353 · Jan 9, 2020 · Schedule D 7.B.(1), fund 805-9426519967

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Na Clear Arc Capital, Inc. (Fka Fifth Third Asset Management, Inc.) Promoter
Na Fifth Third Asset Management, Inc. Promoter
Na State Street Bank And Trust Company Of New Hampshire Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
20 Trafalgar Square Ste 449
Nashua, NH, 03063