Form D · Other Investment Fund

STONE TOWER STRUCTURED CREDIT RECOVERY FUND LP

New York, NY · CIK 0001452097

Offering snapshot reported Sep 24, 2010 · SEC filing

Reported sold: $34.8M
Investors reported: 20
Minimum accepted: $5M
First sale: Nov 27, 2008

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$27,000,000 → $34,781,500
Reported investors3 → 20

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Sep 24, 2010	Amendment	$34,781,500	$7,781,500vs Aug 26, 2009	20	SEC filing
Aug 26, 2009	Amendment	$27,000,000	No comparison	3	SEC filing
Dec 8, 2008	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $332K (estimated)
Finders' fees: $0
Form D file number: 021-125134

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Credit Suisse Securities (USA) LLC	816	Credit Suisse Securities (USA) LLC · CRD 816
JUNIPER CAPITAL GROUP, LLC	122952	JUNIPER CAPITAL GROUP, LLC · CRD 122952

Source: Form D, filed Sep 24, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

STONE TOWER STRUCTURED CREDIT RECOVERY FUND LP

Investment adviser: APOLLO CAPITAL MANAGEMENT, L.P.

Gross asset value: $0
Beneficial owners: 0
ADV minimum commitment: $1

Reported in Form ADV on Feb 19, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator THE BANK OF NEW YORK - ALTERNATIVE INVESTMENT SERVICES NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 879295 · Feb 19, 2015 · Schedule D 7.B.(1), fund 805-4571480884

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
STONE TOWER STRUCTURED CREDIT RECOVERY FUND LP (this fund)	Sep 24, 2010	$34,781,500	20
Stone Tower Structured Credit Recovery Fund II LP	Feb 21, 2012	$2,785,000	11

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Anthony Edson	Executive
James Galowski	Executive
Francis Hager	Executive
Michael J. Levitt	Executive
William J. Sheoris	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

152 West 57 Th Street
New York, NY, 10019