Form D · Hedge Fund

Stone Lion Fund Ltd.

Grand Cayman, E9 · CIK 0001472347

Offering snapshot reported Mar 17, 2015 · SEC filing

Reported sold
$758M
Indefinite offering
Investors reported
84
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Nov 6, 2008
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$379M$758MSep 17, 2009: $12,000,000.00Sep 17, 2009Mar 10, 2010: $78,200,000.00Mar 23, 2011: $598,450,160.00Mar 26, 2012: $611,750,159.00Mar 22, 2013: $671,673,786.00Mar 21, 2014: $723,871,786.00Mar 17, 2015: $758,086,159.00Mar 17, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$723,871,786 → $758,086,159
  • Reported investors59 → 84

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 17, 2015Amendment$758,086,159$34,214,373vs Mar 21, 201484SEC filing
Mar 21, 2014Amendment$723,871,786$52,198,000vs Mar 22, 201359SEC filing
Mar 22, 2013Amendment$671,673,786$59,923,627vs Mar 26, 201251SEC filing
Mar 26, 2012Amendment$611,750,159$13,299,999vs Mar 23, 201141SEC filing
Mar 23, 2011Amendment$598,450,160$520,250,160vs Mar 10, 201031SEC filing
Mar 10, 2010Amendment$78,200,000$66,200,000vs Sep 17, 20094SEC filing
Sep 17, 2009Initial$12,000,000No comparison1SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-134541
Includes Non-U.S. Investors

Source: Form D, filed Mar 17, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

STONE LION FUND LTD.

Investment adviser: STONE LION L.P.

Gross asset value
Not reported
Beneficial owners
Not reported
ADV minimum commitment
Not reported

Reported in Form ADV on Mar 31, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
Not reported
Prime brokers
Not reported
Custodians
Not reported
Administrator other than the adviser
Not reported
External marketing
Not reported
Filing source

Form ADV 1195119 · Mar 31, 2018 · Schedule D 7.B.(1), fund 805-8471433787

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Mark Cook Director
Tammy Jennissen Director
Stephane Lachance Director
Victor Murray Director
Jess Shakespeare Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Ugland House, Po Box 309
Grand Cayman, E9, KY1-1104