Form D · Other Investment Fund

STONE HARBOR GLOBAL FUNDS PLC - STONE HARBOR GLOBAL AGGREGATE TOTAL RETURN PORTFOLIO

Dublin 2, L2 · CIK 0001786071

Offering snapshot reported May 29, 2020 · SEC filing

Reported sold
$4.69M
Indefinite offering
Investors reported
3
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Jan 29, 2018
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.35M$4.69MOct 3, 2019: $4,691,587.00Oct 3, 2019May 29, 2020: $4,691,587.00May 29, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 29, 2020Amendment$4,691,587$0vs Oct 3, 20193SEC filing
Oct 3, 2019Initial$4,691,587No comparison3SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-350291

Source: Form D, filed May 29, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

STONE HARBOR GLOBAL FUNDS PLC - STONE HARBOR GLOBAL AGGREGATE TOTAL RETURN PORTFOLIO

Investment adviser: STONE HARBOR INVESTMENT PARTNERS, LLC

Gross asset value
$5.45M
Beneficial owners
4
ADV minimum commitment
$5M

Reported in Form ADV on Jan 10, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE DUBLIN, Ireland
Custodian STATE STREET CUSTODIAL SERVICES (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

DELOITTE & TOUCHE
PCAOB 1193

Filing source

Form ADV 1587035 · Jan 10, 2022 · Schedule D 7.B.(1), fund 805-2317080841

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Thomas Flanagan Director
Carl O'sullivan Director
Werner Schwanberg Director
David Scott Director
Paul Timlin Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Ten Earlsfort Terrace
Dublin 2, L2, D02 T380