Form D · Hedge Fund

Stone Beach Fund

Norwalk, CT · CIK 0001622838

Offering snapshot reported Oct 27, 2014 · SEC filing

Reported sold
$14.2M
Indefinite offering
Investors reported
9
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Oct 1, 2014
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$7.1M$14.2MOct 20, 2014: $14,205,926.00Oct 20, 2014Oct 22, 2014: $14,205,926.00Oct 22, 2014Oct 27, 2014: $14,205,926.00Oct 27, 2014: $14,205,926.00Oct 27, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 27, 2014Amendment$14,205,926$0vs Oct 20, 20149SEC filing
Oct 27, 2014Amendment$14,205,926$0vs Oct 22, 20149SEC filing
Oct 22, 2014Amendment$14,205,926$0vs Oct 20, 20149SEC filing
Oct 20, 2014Initial$14,205,926No comparison9SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$3.46K
Finders' fees
$0 (estimated)
Form D file number
021-226804

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Silber Bennett Financial, Inc.156435

Source: Form D, filed Oct 27, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

THE STONE BEACH FUND

Investment adviser: STONE BEACH INVESTMENT MANAGEMENT, LLC

Gross asset value
$4.67M
Beneficial owners
3
ADV minimum commitment
$500K

Reported in Form ADV on Mar 31, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator FAIRVIEW INVESTMENT SERVICES LLC RALEIGH, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor BBD, LLP PHILADELPHIA, Pennsylvania, United States
Custodian SANCTUARY SECURITIES, INC. NEW YORK, New York, United States Related to adviser: No
Custodian STONEX FINANCIAL INC. WINTER PARK, Florida, United States Related to adviser: No
Marketer CREWE CAPITAL, LLC SALT LAKE CITY, Utah, United States Related to adviser: No
Prime broker SANCTUARY SECURITIES, INC. NEW YORK, New York, United States
Prime broker STONEX FINANCIAL INC. WINTER PARK, Florida, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

BBD, LLP
PCAOB 552

SANCTUARY SECURITIES, INC.
SEC 8-22752

STONEX FINANCIAL INC.
SEC 8-51269

CREWE CAPITAL, LLC
CRD 152527 · SEC 8-68460

SANCTUARY SECURITIES, INC.
CRD 205 · SEC 8-22752

STONEX FINANCIAL INC.
CRD 45993 · SEC 8-51269

Filing source

Form ADV 1523324 · Mar 31, 2021 · Schedule D 7.B.(1), fund 805-2078656622

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Lysenko David Executive
Smith Edward Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
101 Merritt 7 2 Nd Floor
Norwalk, CT, 06851