Form D · Other Banking and Financial Services
STIFEL FINANCIAL CORP
St. Louis, MO · CIK 0000720672
Offering snapshot reported Jan 17, 2017 · SEC filing
- Reported sold
- $9.36M Offering amount: $9.36M
- Investors reported
- 65 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jan 3, 2017 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 17, 2017 | Initial | $9,357,543 | No comparison | 65 | SEC filing |
| Jun 17, 2015 | Initial | $73,199,144 | No comparison | 433 | SEC filing |
| Jan 20, 2006 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- Yes
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-278617
Source: Form D, filed Jan 17, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Bruce A. Beda | Director |
| Kathleen Brown | Director |
| Michael W. Brown | Director |
| Charles A. Dill | Director |
| John P. Dubinsky | Director |
| Mark P. Fisher | Executive |
| Robert E. Grady | Director |
| Frederick O. Hanser | Director |
| Richard J. Himelfarb | Director, Executive |
| Alton F. Irby Iii | Director |
| Ronald J. Kruszewski | Director, Executive |
| James M. Marischen | Executive |
| Maura F. Markus | Director |
| Thomas B. Michaud | Director, Executive |
| David M. Minnick | Executive |
| Thomas P. Mulroy | Director, Executive |
| Victor J. Nesi | Director, Executive |
| James M. Oates | Director |
| Ben A. Plotkin | Director, Executive |
| David D. Sliney | Executive |
| Thomas W. Weisel | Director, Executive |
| Kelvin R. Westbrook | Director |
| James M. Zemlyak | Director, Executive |
| Michael J. Zimmerman | Director |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
Attn: James G. Laschober 501 N. Broadway
St. Louis, MO, 63102-2102
St. Louis, MO, 63102-2102