Form D · Other Banking and Financial Services

STEWARD PARTNERS HOLDINGS LLC

New York, NY · CIK 0001691501

Offering snapshot reported Oct 13, 2017 · SEC filing

Reported sold
$6M
Offering amount: $6M
Investors reported
29
Form D · investor count
Minimum accepted
$25K
Reported outside-investor minimum
First sale
Apr 27, 2017
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$3M$6MMay 10, 2017: $4,868,750.00May 10, 2017Oct 13, 2017: $6,000,000.00Oct 13, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$4,868,750 → $6,000,000
  • Reported investors24 → 29
  • Minimum accepted$50,000 → $25,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 13, 2017Amendment$6,000,000$1,131,250vs May 10, 201729SEC filing
May 10, 2017Initial$4,868,750No comparison24SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-286454

Source: Form D, filed Oct 13, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Elizabeth Fisher Director
James Gold Executive
Stephen Key Director
Michael Mcmahon Director
Gary Miller Director
Dan Polk Director
Janet Robinson Director
Hy Saporta Executive

Issuer details

Industry: Other Banking and Financial Services (See others in industry)

Address:
140 East 45 Th St 36 Th Floor
New York, NY, 10017