Form D · Investment Banking

STERNE AGEE GROUP, INC.

Birmingham, AL · CIK 0001492996

Offering snapshot reported Oct 1, 2014 · SEC filing

Reported sold
$2.14M
Indefinite offering
Investors reported
15
Form D · investor count
Minimum accepted
$7.85K
Reported outside-investor minimum
First sale
Sep 16, 2014
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 1, 2014Initial$2,136,523No comparison15SEC filing
Nov 27, 2012Initial$6,285,000No comparison12SEC filing
Dec 23, 2011Initial$999,950No comparison1SEC filing
Feb 18, 2011Initial$3,420,604No comparison46SEC filing
May 28, 2010Initial$17,733,794No comparison163SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-225592

Source: Form D, filed Oct 1, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Brian K. Barze Director, Executive
Sharon B. Belswenger Executive
Kelly B. Bolvig Executive
Cynthia K. Brown Executive
Jay W. Carter Director
Jon C. Cooper Director
Linda M. Daniel Director, Executive
James F. Dixon, Iii Director
Jodie Ezell Executive
Chapell H. Hill Director
Chappell H. Hill Director
William K. Holbrook Director, Executive
James S. Holbrook, Jr. Director, Executive
Alonzo H. Lee, Jr. Director
Henry S. Lynn Director, Executive
Henry S. Lynn, Jr. Director, Executive
Ryan C. Medo Director
Eric D. Needleman Director, Executive
Robert G. Nunziata Director
Sal A. Nunziata Director, Executive
B. Carl Owen Executive
Joe R. Roberts Director
Joe R. Roberts, Jr. Director
Walter S. Robertson, Iii Director
Walter A. Ruch, Iii Director
Jon B. Sanderson Director, Executive
Benjamin H. Slaughter Director
Carroll Stephens Executive
Harold L. Wainwright, Jr. Director
Charles R. White Director
Charles R. White, Jr. Director

Issuer details

Industry: Investment Banking (See others in industry)

Address:
800 Shades Creek Parkway, Suite 700
Birmingham, AL, 35209