Form D · Hedge Fund

Sterling Stamos Growth (Offshore) Fund, Ltd.

Grand Cayman, E9 · CIK 0001278101

Offering snapshot reported Feb 27, 2013 · SEC filing

Reported sold: $8.07M
Investors reported: 6
Minimum accepted: $100K
First sale: Dec 11, 2003

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$8,072,962 → $8,072,963

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Feb 27, 2013	Amendment	$8,072,963	$1vs Feb 27, 2012	6	SEC filing
Feb 27, 2012	Amendment	$8,072,962	-$5,476,846vs Feb 25, 2011	6	SEC filing
Feb 25, 2011	Amendment	$13,549,808	-$7,438,219vs Feb 25, 2010	10	SEC filing
Feb 25, 2010	Amendment	$20,988,027	No comparison	23	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $197K
Finders' fees: $0
Form D file number: 021-62468

Includes sales commissions paid by the management company to all placement agents listed in this Form D.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
First Long Island Investors, LLC	17128
Merrill Lynch & Co.	None	Merrill Lynch, Pierce, Fenner & Smith Incorporated · CRD 7691

Source: Form D, filed Feb 27, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SCP GROWTH (OFFSHORE) FUND, LTD.

Investment adviser: STAMOS CAPITAL PARTNERS, L.P.

Gross asset value: $0
Beneficial owners: 0
ADV minimum commitment: $5M

Reported in Form ADV on Mar 31, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG NEW YORK, New York, United States

Custodian CITIBANK, N.A. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 1092245 · Mar 31, 2017 · Schedule D 7.B.(1), fund 805-5157548043

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
David Bree	Director
Peter S. Stamos	Director
Peter M.O. Young	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Citi Hedge Fund Services (Cayman) Ltd. 27 Hospital Rd., 5 Th Fl., P.O. Box 10293
Grand Cayman, E9, KY1-1003