Form D · Hedge Fund

Sterling Ridge Fund Ltd.

Grand Cayman, E9 · CIK 0001590809

Offering snapshot reported Jan 11, 2016 · SEC filing

Reported sold
$206M
Indefinite offering
Investors reported
30
Form D · investor count
Minimum accepted
$5M
Reported outside-investor minimum
First sale
Nov 1, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$103M$206MJan 9, 2014: $29,999,716.00Jan 9, 2014Jan 9, 2015: $190,089,477.00Jan 9, 2015Jan 11, 2016: $205,891,223.00Jan 11, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$190,089,477 → $205,891,223
  • Reported investors27 → 30

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 11, 2016Amendment$205,891,223$15,801,746vs Jan 9, 201530SEC filing
Jan 9, 2015Amendment$190,089,477$160,089,761vs Jan 9, 201427SEC filing
Jan 9, 2014Initial$29,999,716No comparison9SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$1.38K
Finders' fees
$0
Form D file number
021-209674
The amount included in this Item 15 includes accrued but unpaid commission amounts.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Seawinds Brokerage, LLC166846
York Stockbrokers, Inc.102740

Source: Form D, filed Jan 11, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Sam Ellis Director
Christine Glick Director, Executive
Prashant Kolluri Executive
Tom Parsons Director
Richard Schimel Executive
N/A Sterling Ridge Capital Management Lp Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Maples Corporate Services Limited Ugland House, South Church Street
Grand Cayman, E9, KY1-1104